Updating Cyber Policies to Align With Recent SEC Exams and Guidance

Without a comprehensive SEC standard for a model cybersecurity policy, regulated entities are guided by their own experience and plans, piecemeal SEC guidance and the subjects of SEC examinations and enforcement actions. András P. Teleki, chief legal officer and head of compliance at M3SIXTY, and Compliance Solutions Strategies director E.J. Yerzak recently examined regulatory hot topics in cybersecurity and offered guidance on how SEC-regulated entities can tailor their policies accordingly. See “SEC Officials Flesh Out Cybersecurity Enforcement and Examination Priorities (Part One of Two)” (May 3, 2017); Part Two (May 17, 2017).

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