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Jan. 18, 2023

Electronic Communications, Cooperation Standards and Other Emerging Trends in the SEC’s Oversight of Private Funds

  • Hena Lees
    Cybersecurity Law Report
After the JPMorgan case, every SEC investigation of a registered firm presumes some off-channel communications exist. Given that investigative mentality, firms face enforcement challenges. At a recent Practising Law Institute panel, experts from Gibson Dunn, Morgan Lewis, Simpson Thacher, WilmerHale and King & Spalding discussed these challenges and other SEC regulatory trends, including potential implications of the agency's flurry of proposed rules and its cooperation standards during an examination. We distill their insights. See “Present and Former SEC Officials Discuss the Commission’s Latest Examination and Enforcement Tactics and Priorities” (Jun. 29, 2022).

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Spotlight on Trailblazing Women

To mark International Women’s Day 2024, women editors and reporters of ION Analytics interviewed outstanding women in the industries and jurisdictions we cover. In this part, Jill Abitbol, Managing Editor of the Cybersecurity Law Report and Anti-Corruption Report, features notable women in data privacy, cybersecurity, white collar defense, compliance and anti-corruption law, including Christina Montgomery, Leslie Shanklin, Palmina Fava, Alexandra Ross and Lucinda Low. Enjoy reading their inspiring remarks here.

We Celebrate Data Privacy Day 2024

Read the full brief here.