• |

Dec. 01, 2021

Using Technology and Outsourcing to Enhance Compliance Programs and Manage Conflicts of Interest

Capitalizing on enhanced technology and automation is central to the role of the CCO, and strong internal oversight and execution of the processes are essential. This article from our sister publication the Hedge Fund Law Report covers insights from an ACA Group panel featuring compliance officers at Bridgewater Associates and the Teachers Retirement System of Texas and outside counsel from Schulte. They discussed how and when advisers and institutional investors are using technological solutions and outsourcing to improve their compliance programs. See “The Evolution, Status and Future of RegTech in the Private Funds Industry” (Aug. 4, 2021).

To read the full article

Continue reading your article with a CSLR subscription.

Most-Read Articles

Spotlight on Trailblazing Women

To mark International Women’s Day 2024, women editors and reporters of ION Analytics interviewed outstanding women in the industries and jurisdictions we cover. In this part, Jill Abitbol, Managing Editor of the Cybersecurity Law Report and Anti-Corruption Report, features notable women in data privacy, cybersecurity, white collar defense, compliance and anti-corruption law, including Christina Montgomery, Leslie Shanklin, Palmina Fava, Alexandra Ross and Lucinda Low. Enjoy reading their inspiring remarks here.

We Celebrate Data Privacy Day 2024

Read the full brief here.